August 2022
Ongoing Fee Arrangements - what you need to know going forward
Our very own Brian Pollock, Director of Corporate Governance recently joined Sarah Conte, Senior Manager, Technical and Regulatory, in the BT Technical Team on the BT TECHknow Podcast to talk about ongoing fee arrangements post the end of the transition period.
Listen in to the podcast as Brian and Sarah:
- Discuss what are the ongoing fee arrangement and related obligations from 1 July 2022,
- Share insights on how Financial Advisers and their Licensees are shifting their client reviews to the start of the relevant period,
- Provide an update on the date the ongoing fee arrangement is entered to and a recent discussion with the regulator, and
- Share common traps to avoid post the end of the transition period.