Governance support

The Principals’ Community Governance Support is designed to assist responsible persons with the compliance obligations associated with managing their Australian Financial Services License (AFSL).

Governance support
Quarterly Responsible Manager
Quarterly Responsible Manager forums facilitated and attended by your dedicated governance manager, to guide and support you with managing your licence obligations.
Responding to and supporting your Responsible Manager
Responding to and supporting your Responsible Manager and other key persons in relation to all
relevant legislative and regulatory issues, changes, or enquiries that relate to your AFSL.

Proactive governance knowledge, insights and best practice delivered through a variety of mediums.

Access to the Principals’ Community’s

Access to the Principals’ Community’s Governance Portal and compliance calendar.

Other services:

Community Membership

Community Membership

Governance Support

Governance Support

Education and Engagement

Education and
Engagement

Licence Application & Transition Support

Licence Application & Transition Support

Scale

Scale

Advice and Technical Support

Advice and Technical Support